Webinar: Regulation S-P Amendments: How Advisers Should Prepare for the Compliance Date
March 11, 2026
We are in the countdown to June 3, 2026, the date by which SEC-registered investment advisers with less than $1.5 billion in AUM are required to be in compliance with recent amendments to Regulation S-P.
Please join S&K partner Casey Jennings, special counsel Erin Galipeau and associate Katherine Agoglia for a webinar on the amendments. They will lead a discussion of the new obligations, including a discussion of the incidence response program, incident notification and service provider oversight requirements, and suggested approaches for advisers. They will also address the landscape for ERAs and private funds. Finally, the speakers will also highlight the lessons learned from SEC outreach regarding the process.
Date: Friday, March 27
Time: 12:00pm ET
Duration: 30 minutes
Related Attorneys
Casey J. Jennings
(202) 661-7166
jennings@sewkis.com
Erin Galipeau
(202) 661-7144
galipeau@sewkis.com
Katherine A. Agoglia
(212) 574-1401
agoglia@sewkis.com