Contacts
Russell Johnston
(212) 574-1339
johnston@sewkis.com
David R. Mulle
(212) 574-1452
mulle@sewkis.com
Related Areas
Seward & Kissel’s Financial Institution Risk Management (“FIRM”) practice helps clients prepare for and address risk issues of all shapes and sizes. The FIRM practice leverages the expertise of a cross-disciplinary team, drawing from each of Seward & Kissel’s core competencies within Investment Management, Corporate, Tax, and Litigation & Investigations and includes attorneys that have previously served as prosecutors, regulators, and in-house counsel.
FIRM offers clients a tailored and multi-dimensional approach for each and every risk scenario. We counsel clients through all stages of a client’s business, including pre-emptive risk mapping and planning, readiness and response to risk situations as they arise, and providing a comprehensive approach to addressing unique, complex, and existential threats.
We advise a wide array of clients dealing with risk issues, including asset managers, advisors, banks, broker-dealers, private equity and venture capital firms, family offices, and senior executives. Our objective is to mitigate, contain, or prevent events from materializing altogether, in order to protect against regulatory, reputational, and litigation risks.
Matters we advise on include issues pertaining to:
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Our Cross-Discipline Team includes experts in:
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